Regulatory Compliance Management

Managing organisational compliance with legal and regulatory obligations

Course Overview

This course provides learners with an understanding of regulatory compliance management and the frameworks organisations use to identify, assess and manage regulatory obligations. Learners will explore regulatory risk identification, compliance monitoring, breach response, regulatory relationships and the role of the compliance function. The course is suitable for compliance professionals, legal teams and senior managers.

Learning Outcomes

• Understand the purpose and scope of regulatory compliance management
• Identify and map regulatory obligations to business activities
• Apply a compliance risk assessment framework
• Implement compliance monitoring and testing programmes
• Manage regulatory breaches including notification and remediation
• Maintain productive relationships with regulators
• Support a culture of compliance across the organisation

Course Structure (4 topics, 16 lessons)